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How do you get beyond “human error” in root cause analysis? | Affirm8

Written by Craig Jacobs | Sep 24, 2026, 2:45:38 PM

The short answer

Treat human error as the starting point of the investigation, not the conclusion. Ask why the error was possible and why it wasn't caught, look at the procedure, equipment, training and conditions around the person, and fix the cause in the system.

Look through any deviation log and "human error" will be one of the most common root causes. The CAPA that follows is usually the same: retrain the operator. Then, a few months later, the same deviation happens again, on a different shift, with a different person. That pattern tells you the real cause was never found.

Why "human error" is a symptom

People make mistakes. That is a given, and good systems are designed with it in mind. When an error leads to a deviation, the useful question is not who made the mistake, but why the system allowed it and why it wasn't detected before it mattered.

“Retrain and close is the most expensive fix in quality. You pay for it every time the problem comes back.”

Craig Jacobs, Founder and Chief Momentum Officer, Affirm8

Questions that get past the person

When an investigation points to human error, keep asking:

  • Procedure: was the SOP clear, current and practical? Did it match how the job is really done?
  • Design: could the equipment, layout or labelling have prevented the mistake?
  • Competence: was the person trained and assessed as competent, not just signed off as having read the SOP?
  • Conditions: were they under time pressure, fatigued, interrupted or short-staffed?
  • Detection: why didn't a check catch the error before it became a deviation?
  • Pattern: has the same thing happened elsewhere, on other shifts or with other people?

If the answer to the last question is yes, the cause is almost certainly in the system.

Use a structured method

Structured tools stop investigations jumping to conclusions. The 5 Whys works well for simple problems. A fishbone diagram helps teams explore causes across people, methods, materials, machines, measurement and environment. Fault tree analysis suits complex failures with several contributing factors. Whatever the tool, involve the people who do the job. They usually know why things go wrong.

Write CAPAs that match the cause

A strong CAPA changes the system. Examples include simplifying a procedure, adding a physical error-proofing step, redesigning a form, improving a check or adjusting staffing at a known pressure point. Retraining can support these actions, but on its own it rarely prevents recurrence.

Build a just culture

People must feel safe to report mistakes and near misses. If errors lead to blame, they get hidden, and hidden errors can't be fixed. A just culture separates honest mistakes from reckless behaviour and focuses on learning. It is one of the clearest signs of a mature quality culture.

Where to start this week

  1. Pull every deviation closed as human error in the last twelve months.
  2. Group them by process, product or area and look for clusters.
  3. Take the largest cluster and reinvestigate it as a team, asking why the error was possible and why it wasn't caught.

Most sites find that a handful of system causes sit behind a large share of their human error deviations. Fixing even one of those clusters properly reduces recurrence, frees up investigation time and shows the team what a real root cause looks like. That example then becomes the benchmark for future investigations.

Frequently asked questions

Why is human error not an acceptable root cause?

Regulators expect investigations to identify why an error occurred. Human error alone does not explain the system conditions that allowed it, so it rarely leads to a CAPA that prevents recurrence.

How do you measure whether a CAPA worked?

Set an effectiveness check before closing the CAPA, such as no recurrence over a defined period, and review the data when it is due.

How Affirm8 can help

Affirm8's True Root method helps quality and operations leaders across pharmaceuticals, supplements, medical devices and cosmetics find the cause in the system, so the same problem stays fixed. We lead investigations, coach your team and redesign investigation processes. Start with the free Always Audit-Ready Diagnostic at affirm8.co.uk.

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